Oct 30, 2019
Conduct issues have driven some of the most significant
enforcement actions — including those affecting the reputation of
the industry — both in the United States and around the world. As
regulators and bankers take a close look at conduct risk, the
latest episode of the ABA Banking Journal Podcast — sponsored
Concepts International — welcomes Tanya Weisleder, global
head of conduct risk at Credit Suisse, to discuss:
- The ways that employee misconduct can negatively affect not
just the firm but also clients, employees and financial
- How conduct risk intersects with operational risk management,
regulatory compliance and human resources.
- How a firm with global reach sets a shared worldwide definition
for conduct risk and the lenses Credit Suisse uses to evaluate
- Methods for monitoring and measuring conduct risk, including
materiality, intentionality and seniority.